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    Alberta Securities Suspends Unlicensed Broker

    On Friday September 15th, 2000, the Alberta Securities Commission sentenced Patrick Joseph Little, who committed a number of violations under the Securities Act.

    Mr. Little was found to have actively solicited indiviuals to purchase securities in private placements. As well, Mr. Little traded in securities of Sports Specific International Inc., and Sports Active Inc.

    In doing all these activities, Mr. Little is not a registered broker, and he has not filed a prospectus with the ASC. The ASC panel stated that "[Mr.] Little misled investors and misrepresented the truth on a number of occasions tp persuade investors to trustingly part with their securities and cash". Mr. Little was ordered to immediately cease in trading securities, and is prohibited from acting as a director, or officer of any brokerage firm for 10 years.

    As well, Mr. Little was ordered to pay the costs of the investigation and sunsequent hearing ($13,000). Rainbow Investigations always reminds potential investors two points:

    If it sounds too good to be true, it probably is, and a few hundred dollars on a backgound check may say you thousands.

    Date of Story: Friday, September 22, 2000
    Story Posted By: Ron Reinhold
    Source: Ron Reinhold

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